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翻訳と辞書　辞書検索 [ 開発暫定版 ] スポンサード リンク General Securities Principal Exam ： ウィキペディア英語版 General Securities Principal Exam The general securities principal exam, commonly referred to as the Series 24 exam, is administered by the U.S. Financial Industry Regulatory Authority (FINRA) which qualifies a registered individual to supervise or manage branch activities such as corporate securities, REITs, variable contracts, and venture capital; a general principal may also approve advertising and sales literature, including communications regarding municipal securities. The exam covers topics such as supervision of investment banking, trading, customer accounts, and the primary/secondary markets. A Series 24 license does not qualify an individual to function as a: * Registered options principal – Series 4 * General securities sales supervisor for options and municipal securities – Series 9 * Municipal securities principal – Series 53 * Municipal fund securities principal – Series 51 * Financial and operations principal – Series 27 * Introducing broker/dealer financial and operations principal – Series 28 The Series 24 Exam is made up of 150 questions. Candidates have up to 3.5 hours to take the exam. 70% (105 correct answers) is considered a passing grade. In order to take the Series 24 exam, a candidate must be sponsored by a member firm of FINRA or another SRO (self-regulatory organization). ==See also== * Financial Industry Regulatory Authority (FINRA) * List of securities examinations * Series 7 * Series 63 抄文引用元・出典: フリー百科事典『 ウィキペディア（Wikipedia）』 ■ウィキペディアで「General Securities Principal Exam」の詳細全文を読む スポンサード リンク 翻訳と辞書 : 翻訳のためのインターネットリソース Copyright(C) kotoba.ne.jp 1997-2016. All Rights Reserved.